ISSN 0439-755X
CN 11-1911/B
主办:中国心理学会
   中国科学院心理研究所
出版:科学出版社

心理学报

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学业韧性与社会情感能力韧性的关键影响因素:基于机器学习与逆概率加权估计的准因果分析

陈思源, 李媛媛, 林丹华, 唐鑫   

  1. 加州大学圣芭芭拉分校教育学系, 美国
    北京师范大学心理学部, 中国
    上海交通大学教育学院, 200240
  • 收稿日期:2025-11-25 修回日期:2026-05-11 接受日期:2026-05-13
  • 基金资助:
    国家自然科学基金面上项目(32471116)

Key Factors of Academic and Social-Emotional Resilience: A Quasi-Causal Analysis Using Machine Learning and Inverse Probability Weighting

CHEN Siyuan, LI Yuanyuan, LIN Danhua, TANG Xin   

  1. , , United States
    , , China
    , 200240,
  • Received:2025-11-25 Revised:2026-05-11 Accepted:2026-05-13

摘要: 成长在不利处境中却有着优异发展表现的儿童/青少年通常被认定为 “韧性儿童/青少年”, 或被认为具有高韧性水平。本研究系统分析学业韧性与社会情感能力韧性,利用OECD社会情感能力调查国际大样本数据(N=54729), 从学生、家长与学校三个层面出发探究影响韧性的关键因素。在准实验框架下,结合机器学习与逆概率加权(IPTW)方法进行分析,估计影响变量与韧性水平之间的准因果效应,识别关键影响变量。结果显示,学业韧性的关键影响因素包括社会情感能力、师生关系、学校归属感、人际亲密度、学业焦虑和亲子矛盾。社会情感能力韧性的关键影响因素以学校归属感、人际亲密度、师生关系、亲子矛盾与学业焦虑为主,自我学业期望、课外活动、友谊质量与成长型思维(情感能力)也表现出稳健的准因果效应。本研究系统识别了多层次因素对处境不利学生学业与社会情感能力韧性的影响模式,为学校与家庭支持弱势学生发展提供了数据驱动的实证依据,并为缓解教育不平等、推动教育公平相关实践提供方向性参考。

关键词: 青少年, 处境不利学生, 学业韧性, 社会情感韧性, 机器学习

Abstract: Children and adolescents who attain favorable developmental outcomes despite socioeconomic adversity are often characterized as resilient. While prior work has predominantly focused on academic resilience, less attention has been paid to social-emotional skills resilience, defined here as positive social-emotional adaptation among socioeconomically disadvantaged students. The present study aimed to identify the key influencing factors of both forms of resilience and to estimate their quasi-causal effects, while examining how these effects vary across developmental stages and gender. Data were drawn from the OECD Survey on Social and Emotional Skills (SSES; N = 54,729 students from nine countries, ages 10 and 15). Resilient students were operationalized within each country as those whose family socioeconomic status fell in the bottom quartile while their academic achievement (academic resilience) or social-emotional skills score (social-emotional skills resilience) fell in the top quartile. Missing data were addressed using multiple imputation by chained equations (five imputed datasets with ten iterations). Five machine learning algorithms—Lasso regression, Random Forest, XGBoost, Classification and Regression Trees, and LightGBM—were used to screen candidate predictors across individual, family, and school domains. The top-ranked predictors were then entered into inverse probability of treatment weighting (IPTW) analyses to estimate average treatment effects (ATEs) under the assumptions of ignorability and overlap, with cluster-robust standard errors at the school level. Cross-cultural robustness was assessed via country fixed-effects models and random-effects meta-analytic pooling of country-specific ATEs. Subgroup analyses were conducted by age (10 vs. 15) and gender. After covariate balancing, school belonging, interpersonal closeness with peers, and teacher–student relationships showed consistent positive quasi-causal effects on both forms of resilience, whereas parent–child conflict and academic anxiety showed consistent negative effects. For academic resilience, social-emotional skills exhibited the largest positive effect; for social-emotional skills resilience, extracurricular participation, self-academic expectations, friendship quality, and emotional growth mindset further showed domain-specific positive contributions. These patterns remained directionally stable across countries in fixed-effects and meta-analytic models, with effect magnitudes varying across contexts. Subgroup analyses suggested that 10-year-olds were more sensitive to school-context and emotional factors than 15-year-olds, and that relational support was relatively more salient for girls while academic motivation and structural variables played a relatively larger role among boys. Together, these findings suggest that academic and social-emotional skills resilience are supported by partially overlapping but domain-specific protective configurations, in which relational resources function as shared foundations and domain-specific factors offer differentiated support. The integration of machine learning with IPTW provides a feasible analytic pathway combining variable selection with quasi-causal estimation. Findings should be interpreted as quasi-causal estimates conditional on observed covariates, and may offer directional implications for designing supportive school environments and developmentally tailored interventions for disadvantaged students.

Key words: adolescents, disadvantaged students, academic resilience, social-emotional skills resilience, machine learning