心理学报 ›› 2022, Vol. 54 ›› Issue (12): 1517-1531.doi: 10.3724/SP.J.1041.2022.01517
刘洪志3, 李兴珊1,2, 李纾1,2,4, 饶俪琳1,2()
收稿日期:
2022-01-22
发布日期:
2022-09-23
出版日期:
2022-12-25
通讯作者:
饶俪琳
E-mail:raoll@psych.ac.cn
基金资助:
LIU Hong-Zhi3, LI Xingshan1,2, LI Shu1,2,4, RAO Li-Lin1,2()
Received:
2022-01-22
Online:
2022-09-23
Published:
2022-12-25
Contact:
RAO Li-Lin
E-mail:raoll@psych.ac.cn
摘要:
主流的风险决策理论专家发展了一系列基于期望值最大化(expectation-maximization)的理论, 以期捕获所有人的风险决策行为。然而大量证据表明, 这些基于期望值最大化的理论并不能如同描述性理论那样理想地描述单一个体的决策行为。本研究采用眼动追踪技术, 系统考察了个体在为所有人决策与为自己决策时的风险决策行为及信息加工过程的差异。本研究发现, 基于期望值最大化的理论可捕获为所有人决策或为自己多次决策时的情况, 却不能很好捕获个体为自己进行单次决策时的情况。本研究结果有助于理解基于期望值最大化的理论与启发式/非基于期望值最大化的理论的边界, 为风险决策理论的划分和发展提供实证参考。
中图分类号:
刘洪志, 李兴珊, 李纾, 饶俪琳. (2022). 基于期望值最大化的理论何时失效:风险决策中为自己-为所有人决策差异的眼动研究. 心理学报, 54(12), 1517-1531.
LIU Hong-Zhi, LI Xingshan, LI Shu, RAO Li-Lin. (2022). When expectation-maximization-based theories work or do not work: An eye-tracking study of the discrepancy between everyone and every one. Acta Psychologica Sinica, 54(12), 1517-1531.
模型 | 决策规则 |
---|---|
Expected value (EV) theory | 基于公式Σ pi · xi计算所有可能结果的加权值的总和, 并选择加权求和总值最高的选项。 |
Expected utility (EU) theory | 基于公式Σ pi · u (xi)计算加权结果的总和, 并选择加权求和总值最高的选项。本研究采用对数效用函数: u (xi) = log (xi) (Su et al., |
Cumulative prospect theory (CPT) | 基于公式Σ π(pi) · v (xi)计算加权结果的总和, 并选择加权求和总值最高的选项。其中π(pi) = piγ/[ piγ + (1 - pi)γ]1/γ, v (xi) = xiα。本研究采用正确率最大化的方法在个体水平估计参数值, 即对于每一个体, 估计出CPT模型对该个体预测正确率最高的一组参数值。 |
Equate-to-differentiate (ETD) model | 根据在维度内效用差异最大的维度(最好可能结果维度或最差可能结果维度)进行决策, 选择在此维度上获益更大的选项。本研究采用对数效用函数的形式: u (xi) = log (xi) (Su et al., |
Maximax heuristic (MH) | 选择在最好可能结果维度上获益更大的选项。 |
Tallying heuristic (TH) | 选项满足以下条件则计数: (a) 在最差结果维度获益较高, (b) 在最好结果维度获益较高, (c) 最差结果对应的概率较低, (d) 最好结果对应的概率较高。最终选择计数标记较高的选项。 |
表1 六个预测模型的决策规则总结
模型 | 决策规则 |
---|---|
Expected value (EV) theory | 基于公式Σ pi · xi计算所有可能结果的加权值的总和, 并选择加权求和总值最高的选项。 |
Expected utility (EU) theory | 基于公式Σ pi · u (xi)计算加权结果的总和, 并选择加权求和总值最高的选项。本研究采用对数效用函数: u (xi) = log (xi) (Su et al., |
Cumulative prospect theory (CPT) | 基于公式Σ π(pi) · v (xi)计算加权结果的总和, 并选择加权求和总值最高的选项。其中π(pi) = piγ/[ piγ + (1 - pi)γ]1/γ, v (xi) = xiα。本研究采用正确率最大化的方法在个体水平估计参数值, 即对于每一个体, 估计出CPT模型对该个体预测正确率最高的一组参数值。 |
Equate-to-differentiate (ETD) model | 根据在维度内效用差异最大的维度(最好可能结果维度或最差可能结果维度)进行决策, 选择在此维度上获益更大的选项。本研究采用对数效用函数的形式: u (xi) = log (xi) (Su et al., |
Maximax heuristic (MH) | 选择在最好可能结果维度上获益更大的选项。 |
Tallying heuristic (TH) | 选项满足以下条件则计数: (a) 在最差结果维度获益较高, (b) 在最好结果维度获益较高, (c) 最差结果对应的概率较低, (d) 最好结果对应的概率较高。最终选择计数标记较高的选项。 |
变量 | df | F | p | η2p | 变量 | df | F | p | η2p |
---|---|---|---|---|---|---|---|---|---|
PTIS | SMI | ||||||||
Task | 2, 94 | 5.02 | 0.008 | 0.10 | Task | 2, 94 | 8.59 | < 0.001 | 0.16 |
ED | 2, 94 | 0.19 | 0.827 | 0.00 | ED | 2, 94 | 0.72 | 0.487 | 0.02 |
OD | 2, 94 | 3.68 | 0.029 | 0.07 | OD | 2, 94 | 0.32 | 0.725 | 0.01 |
Task × ED | 4, 188 | 1.03 | 0.396 | 0.02 | Task × ED | 4, 188 | 1.60 | 0.177 | 0.03 |
Task × OD | 4, 188 | 2.96 | 0.021 | 0.06 | Task × OD | 4, 188 | 0.16 | 0.961 | 0.00 |
ED × OD | 4, 188 | 0.57 | 0.686 | 0.01 | ED × OD | 4, 188 | 6.84 | < 0.001 | 0.13 |
Task × ED × OD | 8, 376 | 0.93 | 0.488 | 0.02 | Task × ED × OD | 8, 376 | 1.20 | 0.298 | 0.03 |
MFD | PSTB | ||||||||
Task | 2, 94 | 10.94 | < 0.001 | 0.19 | Task | 2, 94 | 9.03 | < 0.001 | 0.16 |
ED | 2, 94 | 22.75 | < 0.001 | 0.33 | ED | 2, 94 | 1.49 | 0.230 | 0.03 |
OD | 2, 94 | 2.93 | 0.058 | 0.06 | OD | 2, 94 | 5.14 | 0.008 | 0.10 |
Task × ED | 4, 188 | 5.78 | < 0.001 | 0.11 | Task × ED | 4, 188 | 0.96 | 0.433 | 0.02 |
Task × OD | 4, 188 | 1.22 | 0.304 | 0.03 | Task × OD | 4, 188 | 0.86 | 0.491 | 0.02 |
ED × OD | 4, 188 | 3.65 | 0.007 | 0.07 | ED × OD | 4, 188 | 0.33 | 0.860 | 0.01 |
Task × ED × OD | 8, 376 | 1.79 | 0.079 | 0.04 | Task × ED × OD | 8, 376 | 1.30 | 0.244 | 0.03 |
表2 以实验任务、EV差异、结果差异为自变量, 以PTIS、MFD、SMI和PSTB为因变量的方差分析结果
变量 | df | F | p | η2p | 变量 | df | F | p | η2p |
---|---|---|---|---|---|---|---|---|---|
PTIS | SMI | ||||||||
Task | 2, 94 | 5.02 | 0.008 | 0.10 | Task | 2, 94 | 8.59 | < 0.001 | 0.16 |
ED | 2, 94 | 0.19 | 0.827 | 0.00 | ED | 2, 94 | 0.72 | 0.487 | 0.02 |
OD | 2, 94 | 3.68 | 0.029 | 0.07 | OD | 2, 94 | 0.32 | 0.725 | 0.01 |
Task × ED | 4, 188 | 1.03 | 0.396 | 0.02 | Task × ED | 4, 188 | 1.60 | 0.177 | 0.03 |
Task × OD | 4, 188 | 2.96 | 0.021 | 0.06 | Task × OD | 4, 188 | 0.16 | 0.961 | 0.00 |
ED × OD | 4, 188 | 0.57 | 0.686 | 0.01 | ED × OD | 4, 188 | 6.84 | < 0.001 | 0.13 |
Task × ED × OD | 8, 376 | 0.93 | 0.488 | 0.02 | Task × ED × OD | 8, 376 | 1.20 | 0.298 | 0.03 |
MFD | PSTB | ||||||||
Task | 2, 94 | 10.94 | < 0.001 | 0.19 | Task | 2, 94 | 9.03 | < 0.001 | 0.16 |
ED | 2, 94 | 22.75 | < 0.001 | 0.33 | ED | 2, 94 | 1.49 | 0.230 | 0.03 |
OD | 2, 94 | 2.93 | 0.058 | 0.06 | OD | 2, 94 | 5.14 | 0.008 | 0.10 |
Task × ED | 4, 188 | 5.78 | < 0.001 | 0.11 | Task × ED | 4, 188 | 0.96 | 0.433 | 0.02 |
Task × OD | 4, 188 | 1.22 | 0.304 | 0.03 | Task × OD | 4, 188 | 0.86 | 0.491 | 0.02 |
ED × OD | 4, 188 | 3.65 | 0.007 | 0.07 | ED × OD | 4, 188 | 0.33 | 0.860 | 0.01 |
Task × ED × OD | 8, 376 | 1.79 | 0.079 | 0.04 | Task × ED × OD | 8, 376 | 1.30 | 0.244 | 0.03 |
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