ISSN 1671-3710
CN 11-4766/R
主办:中国科学院心理研究所
出版:科学出版社

心理科学进展 ›› 2022, Vol. 30 ›› Issue (7): 1511-1523.doi: 10.3724/SP.J.1042.2022.01511

• 研究前沿 • 上一篇    下一篇

语言理解中的预设加工

杨琪1, 蒋晓鸣2(), 周晓林2()   

  1. 1同济大学人文学院, 上海 200092
    2上海外国语大学语言研究院, 上海 201620
  • 收稿日期:2021-06-18 出版日期:2022-07-15 发布日期:2022-05-17
  • 通讯作者: 蒋晓鸣,周晓林 E-mail:xiaoming.jiang@shisu.edu.cn;xz104@pku.edu.cn
  • 基金资助:
    国家自然科学基金面上项目(31971037)

Presupposition processing in language comprehension

YANG Qi1, JIANG Xiaoming2(), ZHOU Xiaolin2()   

  1. 1School of Humanities, Tongji University, Shanghai 200092, China
    2Institute of Linguistics, Shanghai International Studies University, Shanghai 201620, China
  • Received:2021-06-18 Online:2022-07-15 Published:2022-05-17
  • Contact: JIANG Xiaoming,ZHOU Xiaolin E-mail:xiaoming.jiang@shisu.edu.cn;xz104@pku.edu.cn

摘要:

预设是指以交际双方的共同背景(共享的知识或信念)为前提的、听话者根据特定语言标记(触发标记)及其限定的对象(计算内容)而推理出的非外显意义。例如,“张明又触发标记发表了论文计算内容”引发了“张明之前发表过论文”的预设推论。理解者依赖触发标记通达交际双方的共同背景,并在计算内容上生成完整的预设;随后,理解者连接生成的预设和共同背景,更新两者之间的关系。这些认知过程可能会受到语言中语序灵活性的调节;虽然语序的灵活性并不能改变触发标记在预设生成中的核心地位,但会影响预设加工的难度。研究者将预设理解视为一种得体性加工,并根据生成的预设和共同背景是否一致,将得体性分为预设满足和预设违反两类。前者是指理解者生成的预设与共同背景一致,后者是指理解者生成的预设与共同背景不一致。根据理解者是否能够合理化违反预设的语句,研究者进一步将预设违反加工分为预设失败和预设调补。预设失败指的是,理解者无法将不一致的预设内容合理化,更不能将之整合至已有的心理表征中。预设调补是指,不一致的预设内容可以重新合理化,或通过更新原来的心理表征来建构新的意义模型。
研究发现,共同背景能即时影响触发标记和计算内容加工。基于以前的实验证据,我们提出了语境影响预设理解的两阶段认知过程假说。具体而言,理解者在触发标记上,将共同背景与触发标记的语义信息进行整合,而在计算内容上,将具体的预设内容与共同背景进行整合。理解者在触发标记和计算内容加工上的认知过程可能有所不同。预设加工的不同阶段可能会受到触发标记范畴、共同背景与预设的关联程度、共同背景类型、以及理解者参与动机的影响。理解者在整合共同背景和预设内容时,并不是对两者是否匹配作简单判断,而是根据两者之间的关联程度来进行精细的加工。因此,理解者整合两者的难度可能会受到具体匹配程度的影响。理解者可以通过语言共现(即给理解者呈现的语言材料)、视觉共现(即给理解者呈现的视觉场景)、一般性的世界知识/社群关系(即通过社群形成的共识)等三种方式,来建立交际双方的共同背景。在不同的实验范式下,例如阅读范式和人际互动范式,理解者的参与动机可能有所不同,影响预设推理的结果或预设加工的深度。
我们提出,未来研究可以从三个角度进一步探讨预设加工的认知基础:(1)采用计算建模的方法,量化交际互动中听话者理解预设的过程、以及其他过程的影响(如听话者的观点采择);(2)采用脑成像技术,揭示预设加工过程的神经基础;(3)以特殊人群为研究对象,检验和修正预设加工的认知模型。

关键词: 语用推理, 非外显意义, 预设, 理性言语行为模型, 得体性, 触发标记, 共同背景

Abstract:

Presupposition refers to the non-explicit assumption or belief held by both the listener and the speaker (the “common ground”). When encountering a presupposition message, the listener is required to infer what the speaker implies from the specific linguistic marker (or presupposition trigger) and its constrained object (or computational point). For instance, the sentence “Zhang Ming published a papercomputational point againtrigger” generates a presupposition “Zhang Ming published a paper before”. The listener relies on the trigger to access the common ground of both sides of the communication, and infers the presupposed content based on the computational point; subsequently, the listener relates the generated presupposition to the common ground and then updates their mental representation. These processes may be modulated by the word order between the presupposition trigger and the computational point, which would not change the critical role of the presupposition trigger in generating presupposition, but may affect the difficulty of presupposition processing.
Presupposition comprehension was often considered as involving the processing of pragmatic felicitousness. According to whether the presupposition generated by the listener is consistent with the common ground, the processing of felicitousness can be classified as “presupposition satisfaction” and “presupposition violation”. In the former, the presupposed content is consistent with common ground, while in the latter, the presupposed content is inconsistent with the common ground. According to whether the listener can rationalize the violated presupposition, the presupposition violation is further divided into “presupposition failure” and “presupposition accommodation”. Presupposition failure refers to the understanding person’s lack of ability to rationalize the inconsistent presupposed content, let alone integrate it into an existing mental representation. Presupposition accommodation means that the inconsistent presupposed content can be rationalized. The mental model can be updated and reconstructed. This categorization lays the foundation for investigating the cognitive processes of presupposition comprehension.
Numerous studies have demonstrated that the perceived common ground has an immediate impact on presupposition trigger and computational points. Accordingly, we propose a two-stage processing hypothesis regarding the contextual effect on presupposition comprehension. Specifically, in the first stage, the listener integrates the common ground with the presupposed meaning at the presupposition trigger; in the second stage, the concrete presupposed content is integrated with the common ground in the preceding context. Different processing stages may involve distinct cognitive processes. Furthermore, we reviewed several factors affecting the processing of presupposition at different cognitive stages, such as the linguistic types of the trigger, the semantic relatedness between the common ground and the presupposition, the forms of common ground presented, and the level of involvement in the experiment. Firstly, these triggers introducing similar and specific event structures may lead to similar cognitive efforts. Secondly, when integrating the common ground with the presupposed content, the listener does not simply judge whether the common ground and presupposed content are matched but carries out a more fine-grained processing according to the degree of matching between them. Therefore, the difficulty of integrating the two components may be affected by the degree of matching. Thirdly, the common ground of interlocutors can be established by linguistic co-presence (linguistic materials presented to the listener), visual co-presence (visual scene presented to the listener), or general world knowledge/community membership (common sense formed by the community). These manipulations differed in the modality of providing common contextual information and in the memory (such as short-term memory and the long-term memory) for retrieving these common grounds. Therefore, these specific cognitive processes are different when the listener integrates different types of common grounds and presupposed content. Finally, different experimental paradigms, such as those facilitating reading and those demanding interpersonal interaction, which demand different levels of motivation and engagement, may affect the extent of presupposition processing.
Future studies can explore the cognitive basis of presupposition processing from the following three perspectives: (1) using computational modeling to quantify the processes (such as perspective-taking) of the listener’s understanding of presupposition during language communication; (2) using brain imaging to reveal the neural basis of presupposition processing; (3) to validate and, when necessary, to modify the neurocognitive models of presupposition processing with data from special populations.

Key words: pragmatic inference, non-explicit meaning, presupposition, rational speech-act model, felicitousness, trigger, common ground

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