ISSN 1671-3710
CN 11-4766/R
主办:中国科学院心理研究所
出版:科学出版社

心理科学进展 ›› 2024, Vol. 32 ›› Issue (6): 951-964.doi: 10.3724/SP.J.1042.2024.00951

• 研究前沿 • 上一篇    下一篇

社会等级的进阶路径及其演化:来自比较研究的启示

郑明璐1, 刘林澍2, 叶浩生2   

  1. 1山西师范大学心理系, 太原 030031;
    2广州大学心理与脑科学研究中心, 广州 510006
  • 收稿日期:2023-09-14 出版日期:2024-06-15 发布日期:2024-04-07
  • 通讯作者: 郑明璐, E-mail: zmlxh300@163.com; 叶浩生, E-mail: yehaosheng0817@163.com

Routes to ascend the social hierarchy and related evolutions: Implications from comparative studies

ZHENG Minglu1, LIU Linshu2, YE Haosheng2   

  1. 1Department of Psychology, Shanxi Normal University, Taiyuan 030031, China;
    2Center for Mind and Brain Science, Guangzhou University, Guangzhou 510006, China
  • Received:2023-09-14 Online:2024-06-15 Published:2024-04-07

摘要: 社会等级是一个动态演化的多维系统, 其获取可分为三大路径。支配路径强调借助攻击与威胁获取资源, 在激烈的性选择压力下演化而来。能力路径突出知识/技能对获取地位的作用, 源于技术性觅食所产生的文化学习需要。与前两种路径不同, 以心理利他为特征的美德路径为人类社会所独有。它是文化演化的产物, 其存在是为了解决大规模集体行动的问题。三种路径在存在范围、行为模式和结果、演化动因以及情感介质等方面存在差异。未来研究可进一步澄清不同动物群体性选择模式与支配等级的关系, 结合多个学科考察人类能力路径演化的特殊环境, 并探究美德路径的生物性基础。

关键词: 社会等级, 支配路径, 能力路径, 美德路径, 演化成因

Abstract: Across species, social hierarchies are often determined by dominance relations. In humans, where there are pluralistic value axes, social hierarchies are multidimensional systems and individuals can attain status in mainly three ways.
The dominance route exhibits the broadest range of existence and serves as the primary mechanism through which nearly all social animals enhance their hierarchical status. It employs aggression and intimidation to establish a competitive advantage by instilling fear in opponents. In this system hierarchical competition is essentially a zero-sum game, where one individual's gain comes at the expense of another's loss. The intense intrasexual competition among males for mating opportunities may be the principal evolutionary driver behind the dominance route, leading to continuous amplification of male body size as they vie for superiority, resulting in sexual size dimorphism between males and females. Neuroscience research shows that the medial prefrontal cortex may function as the decision-making center of the dominance behavior, while the amygdala potentially acts as an emotional hub which is involved in the formation of fear conditioning through observation.
By contrast, the competence route, resembles a "free trade" system, wherein individuals attain status by eliciting admiration from others through their knowledge and skills. These knowledge and skills are considered as valuable "information goods" in social communication. Group members willingly exchange their deference for the opportunity of close proximity to learning models, resulting in a mutually beneficial outcome. The competence route emerges due to the evolution of cultural learning driven by the increasing sophistication of foraging techniques. Cultural learning is a form of "high-fidelity" social learning that enables information to be transmitted "losslessly" within a group. Imitation and its neural basis, mirror neurons, which are required in cultural learning, have been observed in various non-human primates, indicating that the competence route is not exclusive to humans. But due to neurological limitations, complex movements cannot be propagated in them. In addition, although non-human animals teach (another form of cultural learning), their teaching interactions often occur between parents and children, with information being transmitted vertically rather than obliquely, as is the case with humans. Therefore, it is only human pedagogy that is based on the competence route.
Diverging from the above two paths, however, the virtue route characterized by psychological altruism is thought to be unique to human-being. While animals exhibit biological altruism (including kin altruism and reciprocal altruism), only humans possess psychological altruism, a subjective desire to benefit others. Costly altruistic behaviors serve as effective means to genuinely signal underlying desirable traits, thereby triggering emotions known as “elevation” from observers. This judgement of altruistic intention is based on an intricate theory of mind. Non-human primates, including chimpanzees, have a basic theory of mind function, but are unable to infer other individuals' beliefs about the external world. They are also better at using theory of mind in the field of competition, so they may not understand the goodwill of their peers or the intention of reciprocal cooperation. Such self-sacrificing behavior that benefits others at one's own expense cannot be attributed to natural selection. The group must give the altruists social value (high status) through cultural selection, so that the altruistic behavior can be popularized and transferred from generation to generation. This process is called cultural group selection. In this way, the allocation of respect to altruists could foster prosocial norms within the group and offer a solution to the large-scale collective action problem.
In sum, the three routes are different in the scope of existence, behavioral pattern and outcome, evolutionary cause and emotional medium. Future research could further clarify the relationship between sexual selection patterns and dominance levels in different species. Multi-discipline studies may also be adopted to explore the human environment in which the competence route has evolved, as well as the biological basis of the virtue route.

Key words: social hierarchies, dominance, competence, virtue, evolutionary cause

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